Finra’s Trace to Add Agencies, New Company Bonds
September 30th, 2009
” The Financial Industry Regulatory Authority won government approval for the proposal it announced this March, expanding the Trade Compliance and Reporting Engine, it said in a statement. The regulator is “actively” considering whether to seek permission to add other debt, Steven Joachim, Finra’s executive vice president for transparency services, said in an interview.”
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